Business and Finance

Federal Securities Law ・Regulations & Forms

AREA: US

Yearly Subscription

Print: 5 Loose-Leaf Volumes, Monthly Updates

The CCH Federal Securities Law Regulations & Forms is an abbreviated version of the CCH Federal Securities Law Reporter. This compact and affordably priced set of five volumes focuses on the basic laws that make up the legal foundation of the federal securities industry:

  • Securities Act of 1933
  • Securities Exchange Act of 1934
  • Public Utility Holding Company Act of 1935
  • Trust Indenture Act of 1939
  • Investment Company Act of 1940
  • Investment Advisers Act of 1940
  • Sarbanes-Oxley Act of 2002

Subscribe today to:

  • Receive all the necessary information for basic compliance of federal securities laws in a compact reference perfect for desktops
  • Review the full text of the six main securities laws and related amendments, the Sarbanes-Oxley Act, as well as allied SEC rules and forms
  • Locate the information you need quickly and easily with the detailed Table of Contents, Topical Index and Finding Lists
Features & Benefits

Research the facts quickly with this summary version of the CCH Federal Securities Law Reporter - Federal Securities Law- Regulations & Forms provides pertinent regulations along with forms. Related industry regulations, such as those under the Securities Investor Protection Act and Freedom of Information Act, are also covered. However, this reference does not include the editorial commentary and annotations featured in Federal Securities Law Reporter, and only final amendments are reported in these volumes. The Federal Securities Law由egulations & Forms reports all federal securities regulations and forms promulgated by the SEC in full text.

Receive full reporting of current developments in federal securities laws - Each update includes news stories on the most significant legislative, regulatory, and industry developments, e.g., proposed and final SEC rulemaking, public remarks by Commission officials, congressional hearings, and industry group events.

Our superior organizations allows you to research topics in a variety of ways - The Topical Index alphabetically lists all subjects covered in Federal Securities Law由egulations & Forms. Each law section, rule and form has multiple entries in the Index, providing many avenues to locate the information you need without wading through irrelevant material.

Contents Includes

Volume 1

  • Topical Index; Finding Lists
  • Securities Act of 1933
  • Securities Act Rules
  • Securities Act Forms
  • Regulations A, B, C, D, E, F, and S
  • Regulation S-B
  • Regulation S-K

Volume 2

  • Regulation S-T
  • Securities Exchange Act of 1934
  • Exchange Act Rules

Volume 3

  • Exchange Act Forms
  • Regulation S-X
  • Financial Reporting Codification
  • Staff Accounting Bulletins

Volume 4

  • Proxy Rules
  • Staff Legal Bulletins
  • Regulation S-P
  • Trust Indenture Act of 1939
  • Trust Indenture Act Rules
  • Trust Indenture Act Forms
  • Regulations T, U, and X
  • Securities Investor Protection Act of 1970: Law and Rules
  • Public Utility Holding Company Act of 1935
  • Holding Company Act Rules
  • Holding Company Act Forms
  • Investment Advisers Act of 1940
  • Advisers Act Rules
  • Advisers Act Forms
  • Rules of Practice and Investigations
  • Freedom of Information Act: Law and Rules

Volume 5

  • Investment Company Act of 1940
  • Investment Company Act Rules
  • Investment Company Act Forms
  • Sarbanes-Oxley Act of 2002